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Rules & Regulation


The Rules below comprise various guidelines governing the trading, listing and quotation of securities as well as the conduct of Members on the FMDQ OTC securities exchange. Members of FMDQ are bound by these Rules and must ensure strict compliance at all times. The Rules may be subject to periodic review and amendments to keep in line with global best practices.
Securities Registration, Listing & Quotation Rules
Codified Rule Books
Market & Conduct Regulation
Click here to download Notice of Appeal Form
Exposure Drafts
In order to ensure all FMDQ Rules are robust and comprehensive, the FMDQ Rule Making Process provides for the exposure of its Draft Rules to various stakeholders which include but are not limited to FMDQ Members, subject matter experts and various Associations within the financial markets landscape.
FMDQ will issue a Market Bulletin providing a summary of the Draft Rules sought to be exposed which will indicate how comments/feedback may be submitted and the timelines for such submissions. All comments/feedback received during the exposure period will be considered in-depth by the FMDQ Rules & Regulation Unit.




Reference: https://www.fmdqotc.com/regulation/rules/
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